The purpose of the System

“Unified Information Analytical System” of the Financial Monitoring Committee of the Ministry of Finance of the Republic of Kazakhstan is intended for analytical support of the processes of revealing the facts of legalization (laundering) of illegal proceeds and the financing of terrorism and the automation of the following tasks:

• collection of information subject to financial monitoring, in accordance with the Law on combating the legalization (laundering) of illegal proceeds and the financing of terrorism, from various sources;
• formation and transmission of information subject to the financial monitoring in the FMC MF RK;
• receiving additional information on operations subject to the financial monitoring from financial monitoring entities;
• analysis of information received from the subjects of financial monitoring in order to identify links and involvement in the legalization (laundering) of illegal proceeds and the financing of terrorism;
• studying and assessing situations at the stages of deciding to suspend a financial transaction, disclosing facts of financial crimes;
• search, verification and evaluation of information relevant to the investigation;
• putting forward characteristic versions of the financial intentions of participants in transactions;
• evaluation of evidence information;
• preparation and referral of information to law enforcement agencies, etc.

Objective of the System

The main objective of the UIAS FMC MF RK is to increase the efficiency of processing and analysis of information on financial transactions in the interests of identifying signs of legalization (laundering) of illegal proceeds and financing of terrorism and preparing materials for submission to law enforcement bodies in accordance with their competence.

UIAS FMC MF RK consists of the following functional sub-systems:

• “Collecting Data on Financial Operations” sub-system
• “Analysis and Monitoring” sub-system
• “Integration with External Systems” sub-system
• “Data Storage” sub-system
• “Normative Information” sub-system
• “Unified System of Directories and Classifiers” sub-system
• “Complex Information Security System” sub-system
• “Administering” sub-system
• “Training and Development” sub-system

Realization, creation and commissioning of the UIAS was completed in three stages during a period from 2009 to 2011.

Sham Enterprise IS

The task of the System:

The primary task of the subsystem module "Sham Enterprise" (hereinafter - SW) is to create a database of enterprises on the facts of carrying out pseudo-business activities and statements, fictitious invoices, without actually supplying goods.

Sham Enterprise IS provides the following main functions: 

• input of information by employees of the Economic Investigation Service;
• providing information to employees of the Economic Investigation Service;
• generating reports;
• accumulation and storage of data on the facts of pseudo-business activities;
• search for information in the database of sham enterprises.